Transfer agents
Your Distribution Workflow. Your Transfer Agent.
Companies should not have to change their entire operational structure to use the platform.
Already Have a Transfer Agent?
Connect your company's existing transfer-agent relationship to the distribution workflow and keep your current recordkeeping in place.
Need a Transfer Agent?
Select an available transfer agent during onboarding and route distributions to them for review and authorization.
Want to Manage Your Own Workflow?
Select Self-Managed where appropriate and process the distribution through your company's authorized internal workflow.
The approval workflow
- Issuer Creates
- Validation
- Submit
- Transfer Agent Review
- Approval
- Payment
- Reconciliation
FAQ
Frequently asked questions
- What does a transfer agent do in a distribution?
- A transfer agent maintains shareholder records and can review, authorize, process, and record distributions on behalf of the issuer.
- Can we switch between self-managed and transfer-agent managed?
- The workflow is configured per company and security, so distributions can be routed to the appropriate approval path.
- Is the approval history retained?
- Yes. Creation, review, approval, payment initiation, and exception resolution are recorded as part of the distribution's audit history.